SECURITIES AND EXCHANGE COMMISSION CHRISTOGER COX TESTIFIES IN WASHINGTON
Securities and Exchange Commission Commissioner Christopher Cox testifies before a Senate Banking Committee hearing on the current state of the Securities Markets in Washington on July 31, 2007. (UPI Photo/Kevin Dietsch)
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WASHINGTON, Dec. 24 (UPI) -- U.S. Securities and Exchange Commission Chairman Christopher Cox said remaining calm in the midst of a financial meltdown was the SEC's greatest achievement.
WASHINGTON, Dec. 17 (UPI) -- U.S. Securities and Exchange Commission Chairman Christopher Cox has ordered an investigation to see why the agency missed signs of a massive fraud case.
WASHINGTON, Sept. 27 (UPI) -- U.S. Securities Exchange Commission Chairman Christopher Cox, a longtime proponent of deregulation, says lack of oversight helped cause the financial crisis.
WASHINGTON, Aug. 19 (UPI) -- The Securities and Exchange Commission has decided it's time for a new interactive filing system that makes information a mouse-click away, analysts said.
WASHINGTON, April 3 (UPI) -- Securities and Exchange Commission Chairman Christopher Cox said Thursday the near collapse of investment bank Bear Sterns was an unprecedented event.
WASHINGTON, July 11 (UPI) -- U.S. regulators Wednesday agreed to adopt a new antifraud rule aimed at money managers who mislead or defraud investors, including those in hedge funds.
NEW YORK, April 11 (UPI) -- New York's comptroller has asked U.S. regulators and attorneys to find out if Wal-Mart illegally spied on shareholders, including the comptroller's office.
WASHINGTON, March 9 (UPI) -- The U.S. Securities and Exchange Commission suspended trading in 35 companies whose shares were promoted in spam e-mails to unsuspecting investors.
WASHINGTON, Dec. 27 (UPI) -- The U.S. Securities and Exchange Commission has reversed a decision that would let companies report significantly lower total compensation for top executives.
WASHINGTON, July 26 (UPI) -- The chairman of the Securities and Exchange Commission says the nation's regulatory framework governing hedge funds is inadequate.