BROOKLYN, N.Y., March 24 (UPI) -- A former executive director and head of domestic securities lending for Morgan Stanley was convicted of securities fraud conspiracy Tuesday in Brooklyn, N.Y.
NEW YORK, Feb. 15 (UPI) -- "30 Rock" star Tracy Morgan has pleaded guilty in a New York court to misdemeanor driving while intoxicated charges stemming from an arrest late last year. As part of the agreement, Morgan must undergo supervised treatment by a doctor, perform an undeterm
NEW YORK, Dec. 20 (UPI) -- Morgan Stanley has been accused of hiding millions of e-mail messages, claiming the communications had been lost in the 2001 terrorist attack.
WASHINGTON, May 11 (UPI) -- New York's Morgan Stanley & Co. will pay $15 million to settle charges that it was uncooperative with federal investigators.
NEW YORK, June 20 (UPI) -- The road to a $1.45 billion Florida verdict against Morgan Stanley was paved with inaccurate court statements, the big bank has admitted.
NEW YORK, June 15 (UPI) -- J.P. Morgan Chase & Co. of New York has agreed to pay $2.2 billion to settle a class-action lawsuit by investors of the defunct Enron Corp.
NEW YORK, Sept. 22 (UPI) -- Morgan Stanley in New York said Wednesday it has agreed to pay $19 million to settle several matters with the New York Stock Exchange.
WASHINGTON, Nov. 17 (UPI) -- The Securities and Exchange Commission said it will charge brokers Morgan Stanley $50 million in fines Monday for abuses in mutual fund sales.
NEW YORK, Sept. 16 (UPI) -- Morgan Stanley and one of its top executives have settled charges of impropriety leveled by the National Association of Securities Dealers.
NEW YORK, Jan. 2 (UPI) -- Investment bank JP Morgan stated Thursday it reached a settlement with 10 of the 11 insurers it sued as a consequence of its dealings with collapsed energy gian