BROOKLYN, N.Y., March 24 (UPI) -- A former executive director and head of domestic securities lending for Morgan Stanley was convicted of securities fraud conspiracy Tuesday in Brooklyn, N.Y.
NEW YORK, Aug. 2 (UPI) -- The New York attorney general is preparing to file possible civil fraud charges against Citigroup Inc. in connection with auction-rate securities, sources say.
NEW YORK, July 31 (UPI) -- U.S. prosecutors say they suspect a former Wall Street broker under criminal investigation fled the United States and returned to his native Bulgaria.
WASHINGTON, May 4 (UPI) -- The FBI has arrested a Credit Suisse investment banker in Washington on securities fraud charges.
NEW YORK, Nov. 11 (UPI) -- The suspended head of New York's bankrupt commodity broker Refco Inc. has been indicted for allegedly hiding as much as $720 million in bad debts.
NEW YORK, Sept. 22 (UPI) -- Morgan Stanley in New York said Wednesday it has agreed to pay $19 million to settle several matters with the New York Stock Exchange.
HOUSTON, June 12 (UPI) -- Three former Dynegy employees have been indicted for alleged roles in a complex effort to exaggerate the energy trader's financial health.
DETROIT, Feb. 26 (UPI) --
WASHINGTON, Oct. 2 (UPI) --
WASHINGTON, Nov. 8 (UPI) --
