NEW YORK, Aug. 2 (UPI) -- The New York attorney general is preparing to file possible civil fraud charges against Citigroup Inc. in connection with auction-rate securities, sources say.
WASHINGTON, May 4 (UPI) -- The FBI has arrested a Credit Suisse investment banker in Washington on securities fraud charges.
WASHINGTON, Feb. 2 (UPI) -- A U.S. grand jury indicted three former officials of Berkshire Hathaway Inc.'s General Re unit and a former American International Group Inc.
NEW YORK, Nov. 11 (UPI) -- The suspended head of New York's bankrupt commodity broker Refco Inc. has been indicted for allegedly hiding as much as $720 million in bad debts.
NEW YORK, Aug. 15 (UPI) -- A federal grand jury has indicted four Wall Street brokers for securities fraud for letting day traders listen to conversations with institutional clients.
HOUSTON, June 12 (UPI) -- Three former Dynegy employees have been indicted for alleged roles in a complex effort to exaggerate the energy trader's financial health.
DETROIT, Feb. 26 (UPI) --
WASHINGTON, Oct. 2 (UPI) --
WASHINGTON, March 29 (UPI) -- Investment bank Goldman Sachs Group Inc. could be charged with securities fraud by the Securities and Exchange Commission, the Wall Street Journal reported Friday
WASHINGTON, Nov. 8 (UPI) --
