VIENNA, Va., Oct. 7 (UPI) -- An investor trade group Tuesday said the U.S. Securities and Exchange Commission's recent rules change on short selling is flawed.
WASHINGTON, May 3 (UPI) -- An investor has sued Vitesse Semiconductor Corporation accusing the company of securities law violations, the investor's legal defense announced Wednesday.
WASHINGTON, Jan. 21 (UPI) -- The National Association of Securities Dealers Friday fined Scottrade of St. Louis, Mo.
WASHINGTON, Nov. 2 (UPI) -- The U.S. Securities and Exchange Commission said Tuesday banks that engage in securities transactions will have more time to meet registration requirements.
WASHINGTON, June 15 (UPI) -- The Municipal Securities Rulemaking Board said Tuesday it is seeking comment on a proposal to overhaul rules on gifts to and from brokers.
NEW YORK, Feb. 10 (UPI) -- Some big U.S. firms are complaining accounting rules aimed at improving shareholder trust are hurting shareholder returns.
WASHINGTON, April 29 (UPI) -- The Treasury Department on Tuesday issued proposed rules under the Patriot Act that would expand anti-money laundering rules to commodity trading advisers and s
WASHINGTON, Jan. 23 (UPI) -- The U.S. Securities and Exchange Commission has adopted new regulations on services auditing firms can provide to clients -- rules inspired by major accounting scandals. But it backed away from some tough proposals that accounting firms strongly oppposed.
WASHINGTON, Nov. 19 (UPI) -- The U.S. Securities and Exchange Commission is to publish proposed rules on what records auditors must retain, as well as rules covering disclosures by auditors and the definition of "independent" audit firms. The proposed rules, required under the Sarban
